0001104659-22-127076 4 1 20221212 20221214 20221214 Chang Leonard R. 0001796968 4 34 001-38604 221463433 875 THIRD AVENUE 28TH FLOOR NEW YORK NY 10022 Focus Financial Partners Inc. 0001651052 6282 474780811 DE 1231 875 THIRD AVENUE 28TH FLOOR NEW YORK NY 10022 (646)519-2456 875 THIRD AVENUE 28TH FLOOR NEW YORK NY 10022 4 1 tm2232241-10_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2022-12-12 0 0001651052 Focus Financial Partners Inc. FOCS 0001796968 Chang Leonard R. 875 THIRD AVENUE, 28TH FLOOR NEW YORK NY 10022 0 1 0 0 Sr. Managing Dir/Head of M&A Incentive Units in Focus Financial Partners, LLC 37.59 2022-12-12 4 A 0 37159 0 A Class A Common Stock 37159 D Common Units in Focus Financial Partners, LLC 2022-12-12 4 A 0 14126 0 A Class A Common Stock 14126 35233 D Each incentive unit in Focus Financial Partners, LLC ("Focus LLC") entitles the holder to receive distributions from Focus LLC if the aggregate distributions made by Focus LLC in respect of each common unit issued and outstanding on or prior to date of the grant of the incentive unit exceeds a specified amount, referred to as the hurdle amount. The hurdle amount is set at the time of grant and typically represents the estimated fair value of a common unit on the date of grant. The figure reflected in column 2 is the hurdle amount assigned to each incentive award. Unvested incentive units will, at vesting, become exchangeable, subject to certain restrictions in the Fourth Amended and Restated Operating Agreement of Focus LLC, for (i) a number of shares of the Issuer's Class A common stock that takes into account the then-current value of the Issuer's Class A common stock and such incentive units' aggregate hurdle amount or, (ii) at the election of the Issuer, cash. The acquisition of the derivative securities was exempt from Section 16 of the Securities Exchange Act of 1934, as amended. These incentive units will vest in four equal installments on each anniversary of December 12, 2022. Incentive units do not expire. Vested common units are exchangeable, subject to certain restrictions in the Fourth Amended and Restated Operating Agreement of Focus LLC, for (i) an equal number of shares of the Issuer's Class A common stock or, (ii) at the election of the Issuer, cash. The acquisition of the derivative securities was exempt from Section 16 of the Securities Exchange Act of 1934, as amended. These common units will vest in four equal installments on each anniversary of December 12, 2022. Includes 33,030 unvested common units. /s/ J. Russell McGranahan as Attorney-in-Fact 2022-12-14