Investor FAQ

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If I hold units in Focus Financial Partners, LLC, when is the next date on which I may be able to exchange my units for Class A common stock and how do I provide instructions?

Focus Financial Partners, LLC (“Focus LLC”) has determined that the next exchange date by which holders of Units in Focus LLC may exchange Units for shares of Class A common stock in Focus Financial Partners Inc. will be June 1, 2021.

In order to participate in such exchange, holder must properly complete and return a Form of Exchange Notice by 5 p.m. Eastern Time on May 17, 2021 to unitholders@focuspartners.com. 

For Units acquired prior to July 30, 2018, each quarterly exchange will be limited to one-twelfth of the Units you held as of such date, with the ability to carry forward unused exchange rights to subsequent exchange dates.  

All such exchanges shall be subject to the terms and conditions of the Fourth Amended and Restated Operating Agreement of Focus LLC.

What is the Focus ticker symbol and on which exchange is Focus’ common stock traded?
Our company trades on the NASDAQ Global Select Market under the ticker “FOCS”.
How can I purchase shares of Focus’ common stock?
Shares of our common stock may be purchased by individuals through licensed brokers. We do not sell shares of our common stock directly to investors.
How can I view documents Focus has filed with the Securities & Exchange Commission (SEC), including Forms 10-K and 10-Q?
Copies of our quarterly/annual financial statements can be obtained by clicking on the provided link Financials or by visiting the SEC website at www.sec.gov.
What individuals comprise Focus’ leadership and board of directors?
Information regarding our senior leadership team, as well as the current composition of our board of directors and their respective professional qualifications, is provided through the links below.
Leadership
Board of Directors
Where are the Focus corporate headquarters located?
Our corporate headquarters are located at 825 Third Avenue, 27th Floor, New York, NY 10022. All written correspondence should be sent to this address. To contact us via phone, please dial 646-519-2456. You may also contact us through the link below.
Contact Us
Who should I contact for Investor Relations support?
For information related to Investor Relations, please contact Tina Madon, Head of Investor Relations & Corporate Communications at 646-813-2909, or via email at tmadon@focuspartners.com. For general matters, contact 646-519-2456.
Who are Focus’ independent accountants?
Our independent registered public accounting firm is Deloitte & Touche LLP.
What should I do if I suspect fraudulent activity, misconduct by Focus or any of its employees?
If you have a concern regarding alleged misconduct, you should report it promptly to the Company’s independent reporting hotline on 844-399-5153 or website URL https://www.openboard.info/FOCS//. These channels allow concerns to be submitted anonymously. Anonymous calls are transcribed by the hotline vendor prior to sending to defined Focus complaint recipients for review and resolution. If the individual filing the complaint does not provide a means to respond to the complaint, the Company will not be required to take additional steps to respond. All complaints will be kept confidential to the fullest extent reasonably practicable within the requirements of the law and the needs of any ensuing evaluation or investigation.
Who can I contact for any more information?
For information related to Investor Relations, please contact Tina Madon, Head of Investor Relations & Corporate Communications at 646-813-2909, or via email at tmadon@focuspartners.com. For general matters, contact 646-519-2456.